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Regulation NMS
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#	Item
471	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-12-08 17:11:09 United States securities law 73rd United States Congress Financial economics Economy of the United States Investment Securities Exchange Act Regulation NMS American Stock Exchange Order United States Securities and Exchange Commission Stock market Self-regulatory organizations
472	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-24 13:37:36 United States securities law NASDAQ Securities Exchange Act NYSE Arca Regulation NMS Financial Industry Regulatory Authority Philadelphia Stock Exchange Boston Stock Exchange OMX Economy of the United States Self-regulatory organizations United States Securities and Exchange Commission
473	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-30 16:14:30 Economy of the United States Financial economics Finance Financial regulation Short selling Securities Exchange Act American Stock Exchange New York Stock Exchange Regulation NMS Self-regulatory organizations United States Securities and Exchange Commission United States securities law
474	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-12-12 14:40:55 Securities Exchange Act International Securities Exchange Regulation NMS Financial regulation U.S. Securities and Exchange Commission Government United States SEC filing United States Securities and Exchange Commission United States securities law 73rd United States Congress
475	Microsoft Word - Release No[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-05-10 18:41:34 Finance United States Securities and Exchange Commission Stock market International Securities Exchange Options Price Reporting Authority Regulation NMS Securities Exchange Act Chicago Board Options Exchange Order Financial economics Financial markets Investment
476	Microsoft Word - Release No[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-02-20 18:08:54 United States Securities and Exchange Commission Chicago Stock Exchange Funds Finance Securities Exchange Act Extended hours trading U.S. Securities and Exchange Commission Regulation NMS Order Financial economics Investment Stock market
477	Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Amend Section 3.5 of the OPRA Plan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-15 19:04:20 Options Price Reporting Authority Investment United States securities law Finance National market system plan 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Regulation NMS Financial markets United States Securities and Exchange Commission Financial economics
478	SR-NSX[removed]Exhibit 5 Page 36 of 41 Proposed new language is underlined; proposed deletions are marked by [brackets]. CHAPTER XI. Trading Rules *** Rule[removed]Orders and Modifiers Users may enter into the System th Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-11 15:10:15** Financial economics Investment Order Regulation NMS Finance Securities Exchange Act National market system plan Uptick rule United States Securities and Exchange Commission Financial markets Stock market
479	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]July 27, 2012 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-07-30 12:21:26 73rd United States Congress Self-regulatory organizations Government Securities Exchange Act U.S. Securities and Exchange Commission Economy of the United States Regulation NMS Financial Industry Regulatory Authority Securities and Exchange Commission United States securities law United States Securities and Exchange Commission Financial regulation
480	Notice of Filing of Proposed Rule Change Relating to the Handling of Stop and Stop Limit Orders Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-06-01 08:42:24 Finance United States Securities and Exchange Commission Financial markets Stock market Financial Industry Regulatory Authority Order Regulation NMS Broker-dealer Securities Exchange Act Financial economics United States securities law Financial system

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